Legal

• General terms and conditions of business 2024 (English)
• General terms and conditions of business 2024 (French)
• Website legal notice

Compliance

• Legal entities and regulators
• Research important disclaimer
• Execution policy (English / French)
• Client claims (English / French)
• Conflict of interest (English / French)
• Research history and potential conflict of interest disclosure
• Global Derivatives Trading Risk Disclosure
• SEC rule 606 reporting
• North American trade confirms
• Global Data Protection Regulation (English / French)
• Cod of Conduct (Data Protection act, FADP) – Switzerland (English / French)
• MiFID II – RTS 27
• MiFID II – RTS 28
• MiFID II – Costs and charges
• Client Information Notice on the Federal Act on Financial Services (FinSA) (English / French)
• Prospectus Directive – use of third-party prospectuses